Privacy Policy

CapeView Capital LLP processes personal information. This Privacy Policy summarizes our policies with respect to personal information that we process of the following who are natural persons: (i) clients and investors, (ii) the principals, beneficial owners and beneficiaries of institutional clients and investors, and (iii) representatives of clients, investors and other businesses that we interact with (the “Data Subjects”). This Privacy Policy sets out the kinds of personal information we collect and how that personal information is used. Please read the following carefully to understand our views and practices regarding personal information and how we will treat it.

Personal Information Collected

We receive personal information from Data Subjects which includes:

Some of this information may be necessary in order for us to provide our services to you.

Purposes for Processing Personal Information

We use the personal information for the following purposes:

Lawful Basis for Processing Personal Information

The lawful basis/bases that we rely upon to process personal information held about Data Subjects is as follows:

Disclosure of Personal Information

We do not disclose any personal information about Data Subjects to any third parties, except:

In these cases, we may share personal information with legal advisers, accountants, fund administrators, companies engaged to dispose of or store data including personal information, and adverse parties who have a legal right to receive such information and their counsel, experts and legal advisers.

We will take reasonably necessary steps to ensure that where personal information is shared, it is treated securely and in accordance with this notice and applicable laws.

Personal Information Retention

We will endeavour not to keep personal information in a form that allows a Data Subject to be identified for any longer than is reasonably necessary for achieving the permitted purposes. At the end of the applicable retention period, we may destroy, erase from our systems, or anonymise personal information as part of such efforts. Once our relationship with the Data Subject has come to an end, we will generally retain personal data for seven (7) years, however this will be subject to other record retention requirements, including in some cases the need to maintain business records for analysis or audit purposes, to comply with record retention requirements under applicable laws, the requirements of the FCA and SEC (and other regulators as required), as well as the requirements of tax and accounting rules, to defend or bring existing legal claims, and to deal with any complaints about our services. We will delete the personal information when it is no longer required for these purposes, or if deletion is technically not possible, we will put in place measures to prevent that personal information from being used in any way.

Storage & Transfer of Personal Information

We maintain physical, electronic and procedural safeguards designed to protect Data Subjects’ personal information, prevent unlawful or unauthorised processing of personal information, and prevent unauthorized disclosure of, or accidental loss of, or damage to, such information.

We restrict access to non-public personal information about Data Subjects to those of our employees and agents who need to know the information to enable us to provide services.

We may process personal information in, and transfer personal information to, countries that may not guarantee the same level of protection for personal information as the country in which Data Subjects reside.

We will only transfer personal information to third party service providers if they agree to comply with the physical, electronic and procedural safeguards described above, or if they put in place adequate measures themselves.

Rights in relation to Personal Information

Data Subjects have certain rights in relation to their personal information, including the right to be informed about the collection and use of their personal information, as outlined in this Policy.

These include, where certain conditions are met:

Data Subjects should use the contact information below to get more information and/or to make a formal request.

We will endeavour to keep the personal information we store about Data Subjects reasonably accurate and up-to-date by enabling clients and investors to correct it by request. Data Subjects should notify us if any of their personal information changes or if they become aware of any inaccuracies in the personal information we hold about them.

Changes to this Privacy Policy

We reserve the right to modify this Privacy Policy at any time and without prior notice.

Questions

If you have any questions in relation to this Privacy Policy, please contact +442075639402 or InvestorServices@capeviewcapital.com.